David Balok founded his firm in 2006 when he entered into private practice and affiliated with LPL Financial, the nation's largest independent broker/dealer*.  David and his team design and implement customized wealth management plans and retirement income strategies for high net worth retirees, corporate executives, families, and small business owners.  As an independent advisor, David is able to keep his clients' best interests at heart and prides himself with having no obligation to any bank, Wall Street brokerage house, or proprietary product providers.  David's approach to overseeing his clients' investment portfolios is based on careful account planning, risk minimization, disciplined professional money management, and tax efficiency.














*As reported in Financial Planning Magazine, June 1996-2019, based on total revenue. 

The SmartVestor program is a directory of investment professionals.  Neither Dave Ramsey nor SmartVestor are affiliates of David R. Balok Wealth Managemet or LPL Financial.